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RAGWarrant: Evidence-Preserving Governance for RAG Policy Promotion Under Quality, Cost, Latency, and Risk Constraints
RK

Richard Krueger, Lucas Krause, Zach Pocquette

· 1 min read

ResearcharXiv cs.AI

RAGWarrant: Evidence-Preserving Governance for RAG Policy Promotion Under Quality, Cost, Latency, and Risk Constraints

arXiv:2609.34179v1 Announce Type: new Abstract: Retrieval-augmented generation systems are extensively instrumented with metrics, benchmarks, traces, and automated judges, but these tools do not decide whether a proposed policy change is safe to release. We present RAGWarrant, an open-source promotion-control framework that treats deployment as a constrained evidence decision rather than a leaderboard choice. RAGWarrant normalizes evaluator outputs and operational telemetry, applies predeclared quality and hard-risk gates, assigns evidence-class claim ceilings, preserves negative outcomes, and emits auditable PROMOTE, BLOCK, REJECT, or INCONCLUSIVE decisions. We evaluate the framework across T2-RAGBench, MultiHop-RAG, CRAG, HotpotQA, synthetic reproduction, and bounded local generative experiments. On HotpotQA, operational savings were blocked because answer quality fell beyond the declared margin. A bounded CRAG study selected a lower-cost quality-tied policy, but related generative gains were unstable and a held-out guardrail failed closed. We claim an auditable promotion-control abstraction, not optimizer superiority, human validation, or production readiness. The tagged artifact reproduces from a fresh clone, runs as a hardened Docker job, accepts external evaluator exports, and verifies artifact integrity.

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This story was published by arXiv cs.AI and written by Richard Krueger, Lucas Krause, Zach Pocquette. SyncAI.news shows a preview; the complete article is on the publisher's site.

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